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Far East Kingdoms

Central Asia

 

Göktürks (Blue Turks) (Turkics)
Incorporating the Asen, Ashina, & Türük

FeatureStarting in the fourth century AD a general invasion of nomadic tribes began to overwhelm southern Central Asia and northern South Asia (a region which can be combined under the label of 'eastern Iran'). This wave of barbarian invasions is attributed to tribal confederations which originated on the Central Asian steppe to overwhelm longstanding Indo-Iranian populations (see feature link).

MapClaimed as being inner Asians, Turkic groups may in part be related to the Xiongnu, and can best be described as Turko-Mongolians (see map link, right, for more details about early Turks). The first fully-formed Turkic ethnic group was that of the 'Gök Türks' (or Göktürks). Semi-nomads who dwelt largely in Mongolia, they emerged into history in the early sixth century AD from obscure tribal origins.

The Chinese recorded more than one source for them during the sixth and seventh centuries but none provide entirely conclusive evidence. Even so, Chinese records are the best hope of pinning them down as they frequently mention various interactions with this steppe people.

As can be expected with such an obscure group in a region which was almost entirely outside the reach of contemporary writers, Chinese records of the Göktürks offer a mixed bag of options. They could have been a division of the Hsiung-nu (Xiongnu) who certainly were recorded by the Chinese, and who may have given rise to the Huns who later terrorised Europe and the Xionites who plagued eastern Iran.

While the Huns migrated west, possibly to escape population pressure on hunting grounds, the Göktürks clearly remained behind, perhaps supplying that very pressure on hunting grounds during their own rise. They could also have been the Turkified Xianbei who fled a massacre by the Northern Wei who ruled northern China in the fifth century.

FeatureA third option is that they were Turkified Indo-Europeans, likely making them at least partially Indo-Iranians, or perhaps Tocharians who had intermarried with proto-Turkic groups in the three-and-a-half millennia since their split from the main body of Indo-Europeans on the Pontic-Caspian steppe (see link, right, for a more detailed examination of the Tocharians).

Whatever their origins, these were the first nomads in Mongolia (or anywhere) to refer to themselves as Turks. It is believed that this name was for a dynastic ancestor called Türük, of the Ashina tribe (which can also be shown as Asen, Asena, Ashinas (in Islamic texts), or Açina). All of those names bear a marked Indo-Iranian influence.

Türük (and by extension his tribe) was believed to have descended from the combination of a child and the Kök Böri ('Blue Wolf'), hence 'Blue Turk'. The story surrounding this descent is a more sophisticated version of the same myth which was used by the Wusun people some centuries beforehand.

The word 'kök' (the earlier form) or 'gök' (seemingly a later, Anatolian Turkish form) means 'blue', but also 'sky' or, in a more abstract sense, 'heavens'. Such an early name for an illiterate people was quite naturally rendered in a variety of different ways by different writers across several centuries, including 'Kök Türük', 'Tourkh', 'Tr'wk', 'Tujue', Turk, and Türük. They all mean the same thing.

FeatureCuriously, perhaps, in The Turks in World History, Carter Vaughn Findley points out that the Ashina name probably originates from one of the Indo-Iranian languages of Central Asia. Edward Dawson confirms this with the observation that the 'As-' or 'Ash-' verb, meaning 'to be', as seen in Asha, is also present among Germanics. In this case, most uses of it were altered to 'is-', except in the word for the early Germanic gods, the Os or Aesir (see feature link, right, for more information).

The colour blue was used to identify the east - therefore 'gök' in Turkic - which provides a dual meaning for 'Göktürk', in that the 'Blue Turks' were also the 'Turks of the East'. Findley's observation is further supported by Peter Benjamin Golden and also by the Hungarian researcher, András Róna-Tas, who finds it highly plausible 'that we are dealing with a royal family and clan [which is] of Iranian origin, almost certainly Saka'.

If that origin provided anything more than simple cultural influences then this would mean that the Ashina core tribe was almost certainly of Indo-European origin. To balance this, Zhu Xueyuan suggests that Ashina derived from the Manchu word 'Aisin' and the early Wusun (Asin or Osin), whom he considers to have been a Tungusic people.

İstemi and Bumin were two Göktürk brothers (notably bearing non-Turkic names - a common occurrence with Göktürk rulers which reveals a level of heterogeneity amongst the early Turks). Defeating the ruling Rouran, they managed to unite all Turkish-speaking peoples within a confederation. The empire they created was almost immediately divided in two, east and west. Each division maintained its own line of descent, although the two divisions frequently interacted.

The Central Asian steppe

Principal author(s): Page created: Page last updated:

(Information by Peter Kessler and Hayreddin Barbarossa (drawn from Turkish editions of the Encyclopaedia Britannica and Grand Larousse), with additional information by Edward Dawson, from The Origin of the Turks and the Turkish Khanate, Gao Yang (Tenth Türk Tarih Kongresi, Ankara 1986), from Türkiye halkının kültür kökenleri: Giriş, beslenme teknikleri, Burhan Oğuz (1976), from The Turks in World History, Carter Vaughn Findley (Oxford University Press 2005), from The Origins of Northern China's Ethnicities, Zhu Xueyuan (Beijing 2004), from Ethnogenesis in the tribal zone: The Shaping of the Turks, Peter Benjamin Golden (2005), from The History of the Medieval World: From the Conversion of Constantine to the First Crusade, Susan Wise Bauer (2010), and from External Links: Encyclopaedia Iranica, and Rouran (ChinaKnowledge.de).)

439

The Book of Sui reports that on 18 October the Tuoba ruler, Emperor Taiwu of the Northern Wei, overthrows Juqu Mujian of the Northern Liang in eastern Gansu. The attack results in five hundred Ashina families fleeing to the north-west, into the Rouran khaganate in the vicinity of Gaochang. These Ashina families soon emerge as the Göktürks.

Altai Mountains
The impressive landscape of the Altai Mountains seems to have been where the Turkic peoples were formed, seemingly as a heterogeneous mixture of Mongolian peoples and Tocharian Indo-Europeans

?

Türük

Of the Ashina tribe. Ancestor figure of Turks.

508

The Türük people (Göktürks) have been vassals to the Rouran khaganate since around 460 or so. This khaganate is the regional power, commanded by Yujiulü Futu until his death in battle at the hands of Mi'etu of the Gaoche in 508.

The Rouran have forced the Ashina to migrate from their base at Xinjiang to a new home in the Altai Mountains, and it is here that the Ashina gradually emerge as leaders of the early Turkic groups. The move may also trigger some more long-distance migrations of early Turkics (including the Wusun).

Some tribes are claimed to arrive in eastern Iran from Asia around AD 510 and aid the Sassanids in the overthrow of the Hephthalites.

The Indo-European languages of the Tocharian branch are still to be found in Xinjiang, in the caravan cities of the Silk Road, but divided at this time into two or three quite distinctive languages, all of which exhibit archaic Indo-European traits.

Map of Central Asia - Turkic Expansion AD 300-600
A prelude to later Central Asian states which would be created by horse-borne warriors on the sweeping steppelands, the Rouran khaganate swiftly incorporated a great area of northern East Asia and Central Asia (click or tap on map to view full sized)

The Altai Mountains immediately to the north of the Xinjiang region had been the original target of the Afanasevo culture migrants from the Volga-Ural steppe, around 3500 BC, which formed the Tocharian-speaking people as a distinctive group. The chances of the Türük people not bearing any relationship to Tocharians seems very slim given their prevalence in the region for the past four thousand years.

?

Tuwu of the Ashina

'Wolf mother'.

? - 552

Bumin 'İl Kağan'

Son. Founded the Eastern Göktürk khaganate.

? - 552

İstemi 'Yabgu'

Brother. Governed the Western Göktürk khaganate as viceroy.

546

Bumin 'İl Kağan', or Bumin Qaghan, pre-emptively strikes against the Tiele and Uyghur people after these groups are found to be planning a revolt against their collective overlords, the Rouran.

Map of Central Asia - Turkic Expansion AD 300-600
This map covers Turkic origins, with the region around the Altai Mountains seemingly having served as a general incubator (click or tap on map to view full sized)

In hindsight, Bumin's attack may also partially be seen as preparation for a far greater strike but also seems to be a step in establishing the power of the Ashina and their followers. For this service he expects to be rewarded with a Rouran princess and a royal marriage, thereby increasing the importance of his own position.

552

The Rouran khagan, Anagui Khan, has responded to Bumin's request for a royal marriage by sending an emissary to rebuke him: 'You are my blacksmith slave. How dare you utter these words?'

In response, Bumin and his brother İstemi rise up against the Rouran, with support from the Western Wei. Anagui is defeated in battle to the north of Huaihuang (now the prefecture city of Zhangjiakou in northern China's Hebei Province).

The Türük move away from their traditional homeland in the southern Altai and migrate into the Orkhon Valley in central Mongolia. This forms the centre of Göktürk power during their period of empire.

Gokturk burial figurines
In 2012 archaeologists were able to examine the previously-untouched tomb of a Göktürk khagan, which contained amongst many other delights these mounted figurines

Disgraced by the defeat, Anagui commits suicide and the Türük people are now free to become the main power in the region. The Rouran suffer a series of elected but short-lived successor rulers as the empire collapses.

The Göktürk empire expands swiftly to cover an enormous expanse of steppe, and just as quickly needs to be divided in two in order to effectively control it. As the senior of the two, Bumin governs the Eastern Khaganate, while İstemi becomes his viceroy of the Western Khaganate.

 
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